Find Out in Less Than Two Minutes

Answer six quick questions to identify potential pension and employee benefit plan audit-readiness issues before fieldwork begins.

Initial readiness assessment • No obligation

1. Are your participant and census records complete, accurate, and reconciled?

2. Have employee and employer contributions been reconciled to payroll and plan records?

3. Are benefit payments and distributions supported and consistent with the governing plan provisions?

4. Have investment balances, transactions, and related income been reconciled to trustee or custodian records?

5. Are actual plan operations consistent with the current governing plan documents?

6. Are your financial statements, reconciliations, supporting schedules, and key audit documentation ready for examination?